Swarna Securities Ltd.

Notice to Investors and Downloads

Dear Investors,

As per SEBI Circular SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2021/655 dated November 03, 2021, as an on-going measure to enhance the ease of doing business for investors in the securities market, the following norms are followed by Listed Companies, Stock exchanges and RTAs.

  1. Common and simplified forms for processing any service request from the holderby the RTAs and Listed Companies.
  2. Common and simplified forms for processing any service request from the holderby the RTAs and Listed Companies.
  3. Mandatory furnishing of PAN, KYC details and Nomination by holders of physical securities.
  4. Folios without valid PAN, KYC details and Nomination on or after April 01, 2023, shall be frozen by the RTA.
  5. Compulsory linking of PAN and Aadhaar by all holders of physical securities

SEBI Online Dispute Resolution & SCORES Platform:

SEBI Online Dispute Resolution Platform link
SEBI Complaint Redressal (SCORES) Platform link
1. SEBI Circular dated July 31, 2023 on Online Resolution of disputes in Securities Market (ODR) Click to Download
2. SEBI Circular dated August 04, 2023 on Corrigendum cum Amendment to SEBI Circular dated Aug 4, 2023 Click to Download
3. SEBI Circular dated August 04, 2023 on Corrigendum cum Amendment to SEBI Circular dated Aug 4, 2023 Click to Download

Shareholders are requested to use the following forms:

  1. Click here for Form ISR-1 to update KYC, PAN, Bank Details, Signature, Postal Address, Email and phone number etc.
  2. Click here for Form ISR-2 in case Major mismatch in signature or Signature Card is not available with company / RTA
  3. Nomination (for all eligible folios)
    Details of nomination details shall be furnished hard copy or through electronic mode with e-signature, separately for each company, as follows;
  4. Form ISR-4 (Click here) for Request for Duplicate Certificates, Split, Consolidation, Transmission, Transposition, Endorsement, Consolidation of Folios, Replacement / Exchange / Renewal of security certificates, Claiming from Unclaimed Suspence Account.

Transfer of shares only in De-materialized (DEMAT) form

Shareholders holding shares in Physical form may please note that effective December 5, 2018, the shares of the Company can be transferred only in dematerialized form, as per notification issued by SEBI. Please click here to know the process of de-materialization of physical shares

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